{ "node": "ky-cm-kg", "door": "https://mcp.ky-cm-kg.ai", "market": "ky", "jurisdiction_namespace": "ky-eco-10060", "chapter": "ky.chapter.v10", "source": "Book of Markets mirror (allooloocmkgapex/book), read at request time", "kind": "book-section", "family": "ECO", "version": "ky.eco.v3", "supersedes": "ky.eco.v2", "book_path": "ky/sections/ky.eco.v3.json", "book_sha256": "sha256:b6bc1503f7f77bc73c7c062f5f15b100e134b7019f3cb70bab864812878bfd06", "section": { "section_id": "book:ky:eco", "family": "ECO", "schema": "SM-ECO-10060 canonical text v1.0 (2026-10-30) · chapter schema v0.1 (unratified) · Appendix A", "schema_version": "0.1", "version": "ky.eco.v3", "supersedes": "ky.eco.v2", "market": "ky", "node": "ky-cm-kg", "produced_at": "2026-10-31T02:09:52Z", "observed": { "earliest_read": "2026-10-24", "latest_read": "2026-10-31T02:09:49Z" }, "fields": [ { "name": "jurisdiction_scope", "value": "not_found", "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.cima.ky/acts-and-regulations", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.cima.ky/", "https://www.cima.ky/securities", "https://www.csx.ky/aboutus/overview.asp", "https://www.cima.ky/search-entities-cima", "https://mcp.getissuer.ai/mcp", "https://www.cima.ky/securities-regulatory-measures" ] }, { "name": "competent_authorities", "value": "Cayman Islands Monetary Authority (CIMA) - regulates the Securities sector (licensing, reporting, Securities Investment Business Act). The exchange itself: 'The Cayman Islands Stock Exchange is fully owned by the Cayman Islands Government ... and is subject to supervision and regulation by the Stock Exchange Authority', 'an autonomous body established in 1996 under Cayman Islands Law as the dedicated regulator for the CSX'", "read_at": "2026-10-24", "pages_checked": [ "https://www.cima.ky/", "https://www.cima.ky/securities", "https://www.csx.ky/aboutus/overview.asp" ], "source_url": "https://www.cima.ky/" }, { "name": "duty_map", "value": [ { "duty": "record held by the listing market" } ], "read_at": "2026-10-30T21:17:22Z", "pages_checked": [ "https://mcp.getissuer.ai/mcp" ], "source_url": "https://mcp.getissuer.ai/mcp", "conflict": { "values": [ { "value": [ "Client Understanding, Suitability, Dealing and Disclosure", "Classification of Clients", "Marketing Policies of Licensees", "Market Conduct", "Client Assets, Money and Safekeeping" ], "source_url": "https://www.cima.ky/securities-regulatory-measures", "quote": "Client Understanding, Suitability, Dealing and Disclosure", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt lists the claimed values under \"BUSINESS CONDUCT,\" but it does not provide substantive details or definitions to fully confirm their scope or application as regulatory duties. The", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "regulated_activities", "value": "not_found", "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.cima.ky/acts-and-regulations", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.cima.ky/", "https://www.cima.ky/securities", "https://www.csx.ky/aboutus/overview.asp", "https://www.cima.ky/search-entities-cima", "https://mcp.getissuer.ai/mcp", "https://www.cima.ky/securities-regulatory-measures" ] }, { "name": "participant_categories", "value": "not_found", "read_at": "2026-10-31T01:48:58Z", "pages_checked": [ "https://www.cima.ky/acts-and-regulations", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.cima.ky/", "https://www.cima.ky/securities", "https://www.csx.ky/aboutus/overview.asp", "https://www.cima.ky/search-entities-cima", "https://mcp.getissuer.ai/mcp", "https://www.cima.ky/securities-regulatory-measures" ], "conflict": { "values": [ { "value": [ { "category": "qualified purchaser", "definition": "any individual who owns not less than US$ 1,000,000 in investments or any entity which in the aggregate owns not less than US$5,000,000 in investments" }, { "category": "qualified investor", "definition": "an investor who is a qualified purchaser and represents in writing to the issuer that they are particularly knowledgeable in investment matters or is a director or manager of the issuer and is particularly knowledgeable in investment matters" }, { "category": "broker member", "definition": "a person who has been admitted to membership in the Exchange pursuant to the applicable rules and whose membership has not been suspended or terminated" }, { "category": "issuer", "definition": "an entity, such as a company, limited partnership or unit trust, the securities of which are the subject of an application for listing, or any of the securities of which are already listed on the Exchange" } ], "source_url": "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "quote": "any individual who owns not less than US$ 1,000,000 in investments or any entity which in the aggregate owns not less than US$5,000,000 in investments", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports the definitions of \"qualified purchaser\" and \"qualified investor\" but does not provide evidence for \"broker member\" or \"issuer\" categories.", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "product_categories", "value": "not_found", "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.cima.ky/acts-and-regulations", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.cima.ky/", "https://www.cima.ky/securities", "https://www.csx.ky/aboutus/overview.asp", "https://www.cima.ky/search-entities-cima", "https://mcp.getissuer.ai/mcp", "https://www.cima.ky/securities-regulatory-measures" ] }, { "name": "issuer_and_listing_scope", "value": { "domicile": "There is no requirement for the issuer to be a Cayman Islands incorporated or domiciled entity", "listing_chapters": { "primary equity securities": "Chapter 6", "secondary equity securities": "Chapter 7", "investment funds": "Chapter 9", "specialist companies": "Chapter 14" }, "listing_agent": "The issuer must appoint a listing agent in connection with the listing of equity securities on the CSX" }, "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.cima.ky/", "https://www.cima.ky/securities", "https://www.csx.ky/aboutus/overview.asp", "https://www.cima.ky/search-entities-cima", "https://mcp.getissuer.ai/mcp", "https://www.cima.ky/securities-regulatory-measures" ], "source_url": "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "source_date": "01-Jul-2020", "period": "Law stated as at 01-Jul-2020" }, { "name": "exchanges_and_venues", "value": [ { "name": "Cayman Islands Stock Exchange (CSX) - 'a leading, globally focused, specialist exchange for various sophisticated products'; established under The Cayman Islands Stock Exchange Company Law, 1996, with 'the sole and exclusive right to operate one or more securities markets in the Cayman Islands'", "listings_page": "https://www.csx.ky/companies/equities.asp" } ], "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/aboutus/overview.asp", "https://www.csx.ky/companies/equities.asp" ], "source_url": "https://www.csx.ky/aboutus/overview.asp" }, { "name": "information_stores", "value": "CSX Announcements - 'This page comprises recent news releases issued by the Exchange on behalf of or concerning listed issuers' (exchange dissemination; no statutory OAM-type store found). Listing Rules: issuer notifications are made 'to the Exchange, for release' / 'for dissemination by the Exchange'", "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/companies/announcements.asp", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" ], "source_url": "https://www.csx.ky/companies/announcements.asp" }, { "name": "store_lookup", "value": "CSX Announcements page - 'Announcement Search', Recent/Archived tabs and a year selector (1999-2026); list loads client-side", "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/companies/announcements.asp" ], "source_url": "https://www.csx.ky/companies/announcements.asp", "conflict": { "values": [ { "value": [ { "store": "CSX announcements", "method": "select announcements by year; click on the article to access the complete news release" } ], "source_url": "https://www.csx.ky/companies/announcements.asp", "quote": "Please click on the article below to access the complete news release.", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions selecting announcements by year and clicking on articles to access complete news releases, but it refers to the **Cayman Islands Stock Exchange (CSX)**, not \"CSX announce", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "periodic_reporting", "value": [ { "report": "Audited annual financial statements - equity issuers (CSX Listing Rules 2024, rule 6.85)", "deadline": "as soon as possible after the financial statements have been approved and in any event within nine months of the end of the financial period to which they relate and not less than fourteen calendar days before the date of the issuer's annual general meeting" }, { "report": "Interim financial report, first six months - equity issuers (rule 6.88)", "deadline": "within three months of the end of the relevant six month period" }, { "report": "Preliminary announcement of six-month interim results (rule 6.91)", "deadline": "As soon as practicable after its approval by or on behalf of the directors, and in any event within two months of the end of the period to which it relates" } ], "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" ], "source_url": "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" }, { "name": "ad_hoc_disclosure", "value": "CSX Listing Rules 6.94: 'The issuer must notify the Exchange, for release, of any new developments or changes which are not public knowledge which may reasonably be expected to affect materially the market activity in or the price of the listed securities.' 6.95: matters in confidential negotiation notified once 'reasonable certainty' is reached; issuer may request the Exchange delay announcement", "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" ], "source_url": "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" }, { "name": "filing_formats", "value": "not_found", "read_at": "2026-10-31T02:07:41Z", "pages_checked": [ "https://www.csx.ky/companies/announcements.asp", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.cima.ky/acts-and-regulations", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.csx.ky/listing/listing-rules-and-forms.asp", "https://www.cima.ky/securities", "https://www.csx.ky/listing/listing-checklists.asp", "https://www.csx.ky/Documents/Rules/2024/CSX_LR2024_CH01.pdf" ] }, { "name": "filing_languages", "value": "CSX Listing Rules 2.24: 'The listing document, documents for inspection and every other document submitted to the Exchange in support of an application for listing must be in the English language or accompanied by an English translation certified as being accurate by a party acceptable to the Exchange.'", "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" ], "source_url": "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf" }, { "name": "prospectus_regime", "value": "not_found", "read_at": "2026-10-31T02:07:41Z", "pages_checked": [ "https://www.csx.ky/companies/announcements.asp", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.cima.ky/acts-and-regulations", "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.csx.ky/listing/listing-rules-and-forms.asp", "https://www.cima.ky/securities", "https://www.csx.ky/listing/listing-checklists.asp", "https://www.csx.ky/Documents/Rules/2024/CSX_LR2024_CH01.pdf" ], "conflict": { "values": [ { "value": [ { "requirement": "listing document", "description": "the document to be submitted to the Exchange in connection with an application for listing which complies with the applicable listing rules" } ], "source_url": "https://www.csx.ky/Documents/Rules/2024/CSX_LR2024_CH01.pdf", "quote": "the document to be submitted to the Exchange in connection with an application for listing which complies with the applicable listing rules", "source_date": null } ], "reason": "review UNSUPPORTED: SUPPORTED, the excerpt explicitly defines \"listing document\" as \"the document to be submitted to the Exchange in connection with an application for listing which complies with the applicable listing r", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "product_disclosures", "value": [ { "document": "prospectus summaries/KIDs", "rule": "Each chapter of the CSX Listing Rules outlines the prospectus summaries/KIDs for each type of instrument" } ], "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "https://www.csx.ky/companies/announcements.asp", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.cima.ky/acts-and-regulations", "https://www.csx.ky/listing/listing-rules-and-forms.asp", "https://www.cima.ky/securities", "https://www.csx.ky/listing/listing-checklists.asp", "https://www.csx.ky/Documents/Rules/2024/CSX_LR2024_CH01.pdf" ], "source_url": "https://www.stuartslaw.com/cms/document/cayman-islands-capital-markets-comparative-guide-2024-2025.pdf", "source_date": "10/31/24" }, { "name": "takeover_regime", "value": "not_found", "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ], "conflict": { "values": [ { "value": [ { "instrument": "Code on Takeovers and Mergers", "issuer": "CSX", "purpose": "to ensure the fair and equal treatment of all shareholders in relation to takeovers" }, { "instrument": "Rules Governing Substantial Acquisitions of Shares (SARs)", "issuer": "CSX", "rule": "restrict the speed with which a person can increase his holding of shares and rights over shares to an aggregate of between 15% and 30% of the voting rights of a company" } ], "source_url": "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "quote": "The Code on Takeovers and Mergers (Code) was issued by the CSX to ensure the fair and equal treatment of all shareholders in relation to takeovers.", "source_date": "01-Jul-2020" } ], "reason": "review PARTIAL: **PARTIAL**\n\nThe excerpt supports the first claimed value (Code on Takeovers and Mergers) but only partially supports the second (SARs), as it omits key details (e.g., exceptions, accelerated disclosu", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "ownership_reporting", "value": [ { "regime": "Rules Governing Substantial Acquisitions of Shares (SARs)", "duty": "accelerated disclosure of acquisitions of shares or rights over shares relating to such holdings" }, { "regime": "Beneficial Ownership Transparency Act, 2023 (as amended by Act 11 of 2025)", "duty": "where the legal person is a subsidiary of a listed entity, in addition to the information under subparagraph (i), the name of the listed entity" }, { "regime": "Beneficial Ownership (Companies) Regulations (2019 Revision)", "duty": "Corporate services providers shall deposit with the competent authority not less than once in each month" } ], "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ], "source_url": "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "source_date": "01-Jul-2020" }, { "name": "short_selling", "value": "not_found", "read_at": "2026-10-31T02:09:45Z", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ] }, { "name": "market_abuse", "value": "not_found", "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ], "conflict": { "values": [ { "value": [ { "regime": "Insider dealing under the Securities and Investment Business Law (2020 Revision) (SIBL)", "authority": "Cayman Islands Monetary Authority (CIMA)" }, { "regime": "Offences under sections 24 and 25 of SIBL", "offences": [ "Creating a false or misleading market in listed securities", "Insider dealing" ] }, { "regime": "Model Code of Conduct for Directors, Senior Managers and Employee Insiders", "issuer": "CSX", "effect": "imposes restrictions on dealing in an issuer's securities which go beyond those imposed by law" } ], "source_url": "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "quote": "The Cayman Islands Monetary Authority (CIMA) is responsible for the supervision and regulation of insider dealing under the Securities and Investment Business Law (2020 Revision) (SIBL).", "source_date": "01-Jul-2020" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt explicitly confirms CIMA's role in regulating insider dealing under SIBL and mentions SIBL as the relevant legislation, but it does not detail the specific offences under sections", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "trading_controls", "value": "not_found", "read_at": "2026-10-31T02:09:45Z", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ] }, { "name": "market_calendar", "value": "CSX Exchange Holidays 2026: Thursday 1st January New Year's Day; Monday 26th January National Heroes Day; Wednesday 18th February Ash Wednesday; Friday 3rd April Good Friday; Monday 6th April Easter Monday; Monday 4th May Emancipation Day; Monday 18th May Discovery Day; Monday 15th June King's Birthday; Monday 6th July Constitution Day; Monday 9th November Remembrance Day; Friday 25th December Christmas Day; Monday 28th December Boxing Day", "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/aboutus/holidays.asp" ], "source_url": "https://www.csx.ky/aboutus/holidays.asp" }, { "name": "halts_sources", "value": "not_found", "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ], "conflict": { "values": [ { "value": [ { "source": "CSX Listing Rules (www.csx.ky)", "scope": "the suspension and cancellation of listing" } ], "source_url": "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "quote": "which also provide detailed requirements for the continuing obligations of issuers, the enforcement of those obligations and the suspension and cancellation of listing (www.csx.ky)", "source_date": "01-Jul-2020" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt mentions that the Listing Rules cover \"the suspension and cancellation of listing,\" but it does not explicitly confirm the *scope* as exclusively or comprehensively addressing \"th", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "identifiers", "value": { "security_identifier": "ISIN (International Securities Identification Number)", "requirement": "To be admitted to listing on the CSX, securities must have an ISIN and be eligible for deposit in an acceptable electronic clearing and settlement system" }, "read_at": "2026-10-31T02:07:10Z", "pages_checked": [ "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "https://www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf", "https://www.cima.ky/acts-and-regulations", "https://www.hkexnews.hk/listedco/listconews/sehk/2026/0625/2026062501926.pdf", "https://www.cima.ky/upimages/lawsregulations/BeneficialOwnershipTransparencyAmendmentNo.2Act,2025_1779826629.pdf", "https://www.legislation.gov.ky/cms/legislation/index/alphabetical.html", "https://www.cima.ky/upimages/commonfiles/BeneficialOwnershipCompaniesRegulations2019Revision_1550499953.pdf", "https://www.cima.ky/", "https://www.cima.ky/search-entities-cima", "https://legislation.gov.ky/cms/gazettes/gazettes-by-type.html" ], "source_url": "https://maples.com/wp-content/uploads/2023/12/Article-Cayman-Thomson-Reuters-Practical-Law-Equity-Capital-Markets-Regulatory-Overview-August2.pdf", "source_date": "01-Jul-2020" }, { "name": "isin_prefix", "value": "KY - CSX: 'The Cayman Islands Stock Exchange is the exclusive CUSIP International numbering agent for issuing CUSIP numbering identifiers (CINS and ISIN) for securities registered in the Cayman Islands'; 'All ISIN identifiers for securities of issuers registered in the Cayman Islands are characterized by the prefix \"KYG\" followed by 9 digits'. ANNA lists KY with status 'Other', covered by CUSIP Global Services", "read_at": "2026-10-24", "pages_checked": [ "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/" ], "source_url": "https://www.csx.ky/isin/isin-cusip.asp" }, { "name": "lei_requirements", "value": "GLEIF API: no LOU based in the Cayman Islands on GLEIF's list of 41 LOUs; 15 LOUs accredited for jurisdiction KY (incl. London Stock Exchange, JPX/TSE, Bundesanzeiger Verlag, Nasdaq LEI, WM Datenservice, GS1, EQS, RapidLEI, Bloomberg, NordLEI, Euronext Dublin, GMEI Utility); 27,672 LEIs with legal jurisdiction KY and status ISSUED on 2026-10-24. CSX homepage also offers 'CUSIP/ISINs and LEI Services'", "read_at": "2026-10-24", "pages_checked": [ "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/" ], "source_url": "https://api.gleif.org/api/v1/lei-issuers", "conflict": { "values": [ { "value": [ { "reference": "ISIN-to-LEI mapping (ANNA/GLEIF initiative)", "participating_agency_covering_KY": "CUSIP Global Services (United States, US) with additional jurisdictions including KY", "lookup": "Access to the ISIN to LEI Mapping files are available on the GLEIF Website" } ], "source_url": "https://anna-web.org/identifiers/", "quote": "CUSIP Global Services United States US AG, BM, BS, BZ, GD, KY, LC, MH, PH, PR, TT, VC, VG", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms that CUSIP Global Services covers the KY jurisdiction, but it does not explicitly mention the ISIN-to-LEI mapping initiative or GLEIF’s role in providing the lookup files", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "settlement", "value": "not_found", "read_at": "2026-10-31T02:09:47Z", "pages_checked": [ "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/", "https://www.cima.ky/search-entities-cima", "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/", "https://legislation.gov.ky/cms/images/LEGISLATION/BILLS/2023/2023-0014/2023-0014.pdf?zoom_highlight=wa+B+CONTROL+rooms", "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "https://www.cima.ky/enforcement-notices" ] }, { "name": "clearing_and_custody", "value": [ { "framework": "Securities Investment Business (Conduct of Business) Regulations (2026 Revision), Part 5 – Client Assets and Money", "custodian": "an authorised or recognised custodian as defined in the Companies Management Act (2025 Revision) or, in the case of securities which are the property of a professional client, any person whom the licensee reasonably believes to be in the business of the provision of securities custodial services" } ], "read_at": "2026-10-31T02:08:42Z", "pages_checked": [ "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/", "https://www.cima.ky/search-entities-cima", "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/", "https://legislation.gov.ky/cms/images/LEGISLATION/BILLS/2023/2023-0014/2023-0014.pdf?zoom_highlight=wa+B+CONTROL+rooms", "https://www.cima.ky/enforcement-notices" ], "source_url": "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "source_date": "12th February, 2026", "period": "Revised as at 31st December, 2025" }, { "name": "corporate_actions", "value": "not_found", "read_at": "2026-10-31T02:09:47Z", "pages_checked": [ "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/", "https://www.cima.ky/search-entities-cima", "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/", "https://legislation.gov.ky/cms/images/LEGISLATION/BILLS/2023/2023-0014/2023-0014.pdf?zoom_highlight=wa+B+CONTROL+rooms", "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "https://www.cima.ky/enforcement-notices" ] }, { "name": "retail_access", "value": "not_found", "read_at": "2026-10-31T02:08:42Z", "pages_checked": [ "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/", "https://www.cima.ky/search-entities-cima", "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/", "https://legislation.gov.ky/cms/images/LEGISLATION/BILLS/2023/2023-0014/2023-0014.pdf?zoom_highlight=wa+B+CONTROL+rooms", "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "https://www.cima.ky/enforcement-notices" ], "conflict": { "values": [ { "value": [ { "framework": "Securities Investment Business (Conduct of Business) Regulations (2026 Revision) – classification of clients", "private_client": "a client who is not a professional client" } ], "source_url": "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "quote": "“private client” means a client who is not a professional client;", "source_date": "12th February, 2026" } ], "reason": "review UNSUPPORTED: SUPPORTED, The page excerpt explicitly defines \"private client\" as \"a client who is not a professional client,\" matching the claimed value.", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "cross_border_access", "value": "not_found", "read_at": "2026-10-31T02:09:47Z", "pages_checked": [ "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/", "https://www.cima.ky/search-entities-cima", "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/", "https://legislation.gov.ky/cms/images/LEGISLATION/BILLS/2023/2023-0014/2023-0014.pdf?zoom_highlight=wa+B+CONTROL+rooms", "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "https://www.cima.ky/enforcement-notices" ] }, { "name": "tax_at_source", "value": "not_found", "read_at": "2026-10-31T02:09:47Z", "pages_checked": [ "https://www.csx.ky/isin/isin-cusip.asp", "https://anna-web.org/anna-members/", "https://anna-web.org/identifiers/", "https://www.cima.ky/search-entities-cima", "https://api.gleif.org/api/v1/lei-issuers", "https://api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction", "https://www.csx.ky/", "https://legislation.gov.ky/cms/images/LEGISLATION/BILLS/2023/2023-0014/2023-0014.pdf?zoom_highlight=wa+B+CONTROL+rooms", "https://www.cima.ky/upimages/lawsregulations/SecuritiesInvestmentBusinessConductofBusinessRegulations%5B2026Revision%5D_1779831366.pdf", "https://www.cima.ky/enforcement-notices" ] }, { "name": "fees_and_levies", "value": [ { "charge": "annual fee of $3,500 for persons registered under paragraph 1, 4 or 5 of Schedule 4, paid at the time of filing the annual declaration (on or before 31st January)", "source": "Securities Investment Business Law (2015 Revision) s.5(4)" }, { "charge": "licence renewal fee payable on or before 15th January each year; surcharge of one-twelfth of that fee for every month or part of a month after 15th January that the fee is not paid", "source": "Securities Investment Business Law (2015 Revision) s.7(2)" }, { "charge": "administration fee of ten per cent of the prescribed renewal fee on renewal of a lapsed licence", "source": "Securities Investment Business Law (2015 Revision) s.7(3)" } ], "read_at": "2026-10-31T02:09:09Z", "pages_checked": [ "https://legislation.gov.ky/cms/images/LEGISLATION/PRINCIPAL/2001/2001-0044/2001-0044_2015%20Revision_g.pdf?zoom_highlight=wa+rinsing+pompons+Cotingas+structure+Page+tripartitus+stomachs", "https://www.cima.ky/acts-and-regulations", "https://practiceguides.chambers.com/practice-guides/comparison/1112/18201/28479-28480-28481-28482", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.legal500.com/intelligence/cayman-islands/corporate-commercial-law/capital-markets-comparative-guide", "https://www.cima.ky/upimages/regulatorymeasures/RuleandSOG-MarketConductforTCSPsandCompanyManagers_1716492754.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2024/2024-0083/2024-0083_SL%2083%20of%202024.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2003/2003-0014/2003-0014_2026%20Revision.pdf", "https://www.csx.ky/Documents/Rules/2023/CSX_LR2023_Complete.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf" ], "source_url": "https://legislation.gov.ky/cms/images/LEGISLATION/PRINCIPAL/2001/2001-0044/2001-0044_2015%20Revision_g.pdf?zoom_highlight=wa+rinsing+pompons+Cotingas+structure+Page+tripartitus+stomachs", "source_date": "2nd day of July, 2015" }, { "name": "conduct_and_conflicts", "value": [ { "duty": "A licensee shall establish and maintain compliance procedures designed to ensure that no senior officer accepts any gift or inducement that is likely to conflict with that senior officer's duties to any client of the licensee", "source": "Securities Investment Business (Conduct of Business) Regulations (2026 Revision) reg 7" }, { "duty": "Senior officers and employees need prior written consent of the licensee to deal for own account; must not deal with the licensee's clients; must report within 2 business days; must not deal in a manner likely to have a direct adverse effect on client interests", "source": "reg 6" }, { "duty": "Licensee must disclose that it is regulated by the Authority in all correspondence, advertisements and other documents", "source": "reg 5" } ], "read_at": "2026-10-31T02:09:09Z", "pages_checked": [ "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2003/2003-0014/2003-0014_2026%20Revision.pdf", "https://www.cima.ky/acts-and-regulations", "https://practiceguides.chambers.com/practice-guides/comparison/1112/18201/28479-28480-28481-28482", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.legal500.com/intelligence/cayman-islands/corporate-commercial-law/capital-markets-comparative-guide", "https://www.cima.ky/upimages/regulatorymeasures/RuleandSOG-MarketConductforTCSPsandCompanyManagers_1716492754.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2024/2024-0083/2024-0083_SL%2083%20of%202024.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/PRINCIPAL/2001/2001-0044/2001-0044_2015%20Revision_g.pdf?zoom_highlight=wa+rinsing+pompons+Cotingas+structure+Page+tripartitus+stomachs", "https://www.csx.ky/Documents/Rules/2023/CSX_LR2023_Complete.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf" ], "source_url": "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2003/2003-0014/2003-0014_2026%20Revision.pdf", "source_date": "12th February, 2026", "period": "Revised as at 31st December, 2025" }, { "name": "recordkeeping", "value": [ { "requirement": "Establish and maintain procedures to ensure sufficient information is recorded and retained in relation to advertisements, clients, senior officers and employees, the licensee itself, and securities investment business transactions", "source": "SIB (Conduct of Business) Regulations (2026 Revision) reg 8(1)" }, { "requirement": "Retain records for a minimum period of 5 years from the relevant date", "source": "reg 8(2)" }, { "requirement": "Nature of records and relevant dates contained in guidance issued by the Authority", "source": "reg 8(3)" } ], "read_at": "2026-10-31T02:09:09Z", "pages_checked": [ "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2003/2003-0014/2003-0014_2026%20Revision.pdf", "https://www.cima.ky/acts-and-regulations", "https://practiceguides.chambers.com/practice-guides/comparison/1112/18201/28479-28480-28481-28482", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.legal500.com/intelligence/cayman-islands/corporate-commercial-law/capital-markets-comparative-guide", "https://www.cima.ky/upimages/regulatorymeasures/RuleandSOG-MarketConductforTCSPsandCompanyManagers_1716492754.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2024/2024-0083/2024-0083_SL%2083%20of%202024.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/PRINCIPAL/2001/2001-0044/2001-0044_2015%20Revision_g.pdf?zoom_highlight=wa+rinsing+pompons+Cotingas+structure+Page+tripartitus+stomachs", "https://www.csx.ky/Documents/Rules/2023/CSX_LR2023_Complete.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf" ], "source_url": "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2003/2003-0014/2003-0014_2026%20Revision.pdf", "source_date": "12th February, 2026", "period": "Revised as at 31st December, 2025" }, { "name": "complaints_and_redress", "value": [ { "requirement": "establish and maintain adequate policies and procedures for the handling of client complaints in a fair and consistent manner" }, { "requirement": "address client complaints in a timely and fair manner and communicate the outcome within a reasonable timeframe" }, { "requirement": "maintain a log of client complaints and resolution, made available to the Authority" }, { "requirement": "report to the Authority client complaints that represent a material risk to clients or indicate a material control failure" }, { "scope": "virtual asset custodians and virtual asset trading platforms" } ], "read_at": "2026-10-31T02:09:09Z", "pages_checked": [ "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2024/2024-0083/2024-0083_SL%2083%20of%202024.pdf", "https://www.cima.ky/acts-and-regulations", "https://practiceguides.chambers.com/practice-guides/comparison/1112/18201/28479-28480-28481-28482", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", "https://www.legal500.com/intelligence/cayman-islands/corporate-commercial-law/capital-markets-comparative-guide", "https://www.cima.ky/upimages/regulatorymeasures/RuleandSOG-MarketConductforTCSPsandCompanyManagers_1716492754.pdf", "https://legislation.gov.ky/cms/images/LEGISLATION/PRINCIPAL/2001/2001-0044/2001-0044_2015%20Revision_g.pdf?zoom_highlight=wa+rinsing+pompons+Cotingas+structure+Page+tripartitus+stomachs", "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2003/2003-0014/2003-0014_2026%20Revision.pdf", "https://www.csx.ky/Documents/Rules/2023/CSX_LR2023_Complete.pdf", "https://parliament.ky/wp-content/uploads/2026/02/Cayman-Islands-Stock-Exchange-2024.pdf" ], "source_url": "https://legislation.gov.ky/cms/images/LEGISLATION/SUBORDINATE/2024/2024-0083/2024-0083_SL%2083%20of%202024.pdf", "source_date": "DECEMBER 2024" }, { "name": "effective_changes", "value": "not_found", "read_at": "2026-10-31T02:09:09Z", "pages_checked": [ "https://www.cima.ky/acts-and-regulations", "https://practiceguides.chambers.com/practice-guides/comparison/1112/18201/28479-28480-28481-28482", "https://www.legal500.com/guides/chapter/cayman-islands-capital-markets/?export-pdf", 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"sha256": "sha256:cc363d03c99fa34ba6215dce4f90179234680d8171362cd16b75eee8e8f72fad", "read_at": "2026-10-31T02:09:09Z", "last_modified": "Fri, 13 Feb 2026 16:28:47 GMT" }, "https://www.csx.ky/Documents/Rules/2023/CSX_LR2023_Complete.pdf": { "status": 200, "sha256": "sha256:03aad2fec83eb724e88de7d0e1c30a1d981ca42fe2b57dff704010c51fa82b96", "read_at": "2026-10-31T02:09:09Z", "last_modified": "Mon, 29 Apr 2024 15:29:24 GMT" } }, "counts": { "filled": 9, "not_found": 11, "conflict": 10, "inferred": 0, "kept_seed": 11, "replaced_seed": 0 }, "notes": { "jurisdiction_scope": "verified but undated — the source bears no date (order: source_date or not_found)", "competent_authorities": "verified but undated — the source bears no date (order: source_date or not_found)", "duty_map": "review PARTIAL: PARTIAL\n\nThe excerpt lists the claimed values under \"BUSINESS CONDUCT,\" but it does not provide substantive details or definitions to fully confirm their scope or application as regulatory duties. The", "regulated_activities": "verified but undated — the source bears no date (order: source_date or not_found)", "participant_categories": "review PARTIAL: PARTIAL\n\nThe excerpt supports the definitions of \"qualified purchaser\" and \"qualified investor\" but does not provide evidence for \"broker member\" or \"issuer\" categories.", "product_categories": "verified but undated — the source bears no date (order: source_date or not_found)", "issuer_and_listing_scope": "verified · date on-page (reader)", "exchanges_and_venues": "verified but undated — the source bears no date (order: source_date or not_found)", "information_stores": "verified but undated — the source bears no date (order: source_date or not_found)", "store_lookup": "review PARTIAL: PARTIAL\n\nThe excerpt mentions selecting announcements by year and clicking on articles to access complete news releases, but it refers to the **Cayman Islands Stock Exchange (CSX)**, not \"CSX announce", "periodic_reporting": "not stated on the pages read", "ad_hoc_disclosure": "verified · date on-page", "filing_formats": "verified but undated — the source bears no date (order: source_date or not_found)", "filing_languages": "not stated on the pages read", "prospectus_regime": "review UNSUPPORTED: SUPPORTED, the excerpt explicitly defines \"listing document\" as \"the document to be submitted to the Exchange in connection with an application for listing which complies with the applicable listing r", "product_disclosures": "verified · date on-page (reader)", "takeover_regime": "review PARTIAL: **PARTIAL**\n\nThe excerpt supports the first claimed value (Code on Takeovers and Mergers) but only partially supports the second (SARs), as it omits key details (e.g., exceptions, accelerated disclosu", "ownership_reporting": "verified · date on-page (reader)", "short_selling": "not stated on the pages read", "market_abuse": "review PARTIAL: PARTIAL\n\nThe excerpt explicitly confirms CIMA's role in regulating insider dealing under SIBL and mentions SIBL as the relevant legislation, but it does not detail the specific offences under sections", "trading_controls": "not stated on the pages read", "market_calendar": "not stated on the pages read", "halts_sources": "review PARTIAL: PARTIAL\n\nThe excerpt mentions that the Listing Rules cover \"the suspension and cancellation of listing,\" but it does not explicitly confirm the *scope* as exclusively or comprehensively addressing \"th", "identifiers": "verified · date on-page (reader)", "isin_prefix": "verified but undated — the source bears no date (order: source_date or not_found)", "lei_requirements": "review PARTIAL: PARTIAL\n\nThe excerpt confirms that CUSIP Global Services covers the KY jurisdiction, but it does not explicitly mention the ISIN-to-LEI mapping initiative or GLEIF’s role in providing the lookup files", "settlement": "not stated on the pages read", "clearing_and_custody": "verified · date on-page (reader)", "corporate_actions": "not stated on the pages read", "retail_access": "review UNSUPPORTED: SUPPORTED, The page excerpt explicitly defines \"private client\" as \"a client who is not a professional client,\" matching the claimed value.", "cross_border_access": "not stated on the pages read", "tax_at_source": "not stated on the pages read", "fees_and_levies": "verified · date on-page (reader)", "conduct_and_conflicts": "verified · date on-page (reader)", "recordkeeping": "verified · date on-page (reader)", "complaints_and_redress": "verified · date on-page (reader)", "effective_changes": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the **enactment** of the *Securities Investment Business (Conduct of Business) (Amendment) Regulations 2024* on **17th December 2024** and its **consolidation into the 20", "additional_duty_fields": "not stated on the pages read" } } }, "signature": { "alg": "EdDSA", "kid": "allooloo-eco-2026-10", "protected": "eyJhbGciOiJFZERTQSIsImtpZCI6ImFsbG9vbG9vLWVjby0yMDI2LTEwIn0", "signature": "GuPYnsl35HED1Wjb6E3Xc5zEuqqIgJEJIYkxiKe7bgYTRRz2Kwvm1WQV68jW7q-5pOQxsA4DtSp1Ds9Hdap_DQ", "jwks": "https://mcp.ky-cm-kg.ai/.well-known/jwks.json", "over": "base64url(protected) + '.' + base64url(canonical JSON of the file without signature: keys sorted, compact)" } }